Definition: persistent airflow limitation that is usually progressive and is associated with a chronic enhanced inflammatory response in the airways and lungs to noxious particles and gases
due to airway and/or alveolar abnormalities
Common, preventable & treatable disease
Usually caused by significant exposure to noxious particles or gases
Developed countries — smoking; developing countries — biomass fuel
Influenced by host factors including abnormal lung development
Chronic bronchitis — clinical diagnosis — chronic cough and sputum production
epidemiological definition — chronic productive cough on most days during at least 3 months per year for 2 or more consecutive years
periods of worsening or exacerbation precipitated by a respiratory tract infection
in between exacerbations, residual clinical disease (unlike asthma where symptoms go away in between exacerbations) because chronic bronchitis is not a disease of airway hyperreactivity
If clinical features of chronic bronchitis with evidence of airway hyperreactivity → asthmatic bronchitis or asthma-COPD overlap syndrome
Emphysema — pathological diagnosis — destruction of lung parenchyma and enlargement of air spaces distal to the terminal bronchiole — this is the region from respiratory bronchioles to the alveoli
where the destruction is along this path determines the subtype of emphysema
Chronic bronchitis and emphysema can (and often do) co-exist in a patient therefore the broader term of COPD is used
Significant comorbidities may have an impact on morbidity and mortality
Associated Anatomy & Physiology
Associated Histology
Epidemiology
Burden of COPD
COPD is underdiagnosed and under-reported
Prevalence estimates vary widely
Global -- 10.1%
Deaths -- 3.2 million annually
Third leading cause of death worldwide
Prevalence expected to rise over next 4 decades
Prevalence increasing in women
China and India account for more than 50% of all cases of COPD in the world
Undiagnosed COPD
Percentage of undiagnosed COPD in the general population, aged 40 or older with current or past exposure to tobacco (≥10 pack-years) is 70-78%
Overall health system burden by undiagnosed COPD still exists and its largely unrecognized
Asymptomatic Undiagnosed COPD
If FEV₁ <80% (moderate or more severe obstruction) → adverse effects ~ symptomatic COPD
Increased risk of exacerbations and pneumonia
Symptomatic Undiagnosed COPD
increased risk of exacerbations, pneumonia and death
i.e. it doesn't matter if they are symptomatic or not, being undiagnosed increases risk of adverse effects
Etiology, Pathogenesis & Pathology
Etiology & Risk Factors
Early life factors and exposures
Maternal smoking
Respiratory infections
Dysanapsis (Mismatch of airway tree caliber to lung size; develops early in life)
Tobacco smoke
Nearly 80% of all COPD cases can be attributed to smoking
15-20% of 1 pack per day (PPD) smokers and 25% of 2 PPD smokers will develop COPD
Outdoor and Indoor Pollution
Biomass fuel
50% of COPD deaths in developing countries are from biomass smoke
Cadmium fumes can cause emphysema (smelting, batteries)
Socioeconomic status
Genetic factors
Several GWAS (genome-wide association study) have linked genetic loci with COPD but causality remains uncertain
Best documented in Alpha-I Antitrypsin Deficiency
SERPINA1 gene mutation
Lung Function Trajectory
Reduced maximal attained lung function may identify individuals at increased risk
Incidence of COPD was higher when FEV1 was <80% predicted before age 40 (26% vs 7%; P <0.001)
TR1: Normal
TR2: Small lungs but no COPD
TR3: Normal initial FEV₁ with rapid decline leading to COPD
TR4: Small lungs leading to COPD
Dysanapsis
Associated with incident COPD in older adults
Develops early in life
May contribute to COPD susceptibility later in life
Three trials -- MESA (N=2531), CanCOLD (N=1272), SPIROMICS (N=2726)
Incidence and prevalence of COPD was highest in the lowest airway to lung ratio quartiles in MESA and CanCOLD
SPIROMICS participants with COPD in the highest airway to lung ratio quartiles had faster FEV₁ decline as compared to the lowest airway to lung ratio quartile suggesting two different paths for COPD development
History of prior exacerbations is the single best predictor, regardless of severity
Etiology of AECOPD
Causes of exacerbations requiring hospitalization in patients (Papi A, et al. Am J Respir Crit Care Med. 2006;173:1114)
Non-infectious 21.8%
Bacteria 29.7%
Virus 23.4%
Bacteria & Virus 25%
Pathogenesis
Inflammation in COPD
T Lymphocytes
Increase in T lymphocytes in the airway wall and lung parenchyma
organize into lymphoid follicles
Collection of bronchial lymphoid tissue with a lymphoid follicle containing a germinal center (GC) surrounded by a rim of darker-staining lymphocytes that extend to the epithelium of both the small airway and alveolar surface
Shift in the balance of CD4/CD8 T cell ratio in favor of CD8 → direct toxic effects → alveolar wall destruction
Number of Th1 and Tc1 cells, which produce interferon-γ increase
Neutrophils
Release proteases
Increased in the sputum and distal airspaces of smokers
Further increase occurs in COPD and is related to disease severity
Macrophages
Produce inflammatory mediators and proteases
Increased in number in airway, lung parenchyma and in BAL fluid
B Lymphocytes
increased in peripheral airways and within lymphoid follicles possibly as a response to chronic infection of the airways
Inflammatory Mediators
Leukotriene B4
Chemoattractant of neutrophils and T cells
produced by macrophages, neutrophils, and epithelial cells
Presence or absence of symptoms (Wheezing, Cough, sputum production or Dyspnea) was not particularly discriminative in diagnosing COPD in the general population
GOLD Grades
Airflow limitation based on post-bronchodilator FEV₁
Assess airflow limitation first then symptoms & risk of exacerbation
FEV₁ and Mortality from NHANES 1 data
Increasing mortality with increasing severity of airflow limitation
Never smokers with moderate-severe COPD were not at increased risk of mortality
Symptom Assessment Tool
mMRC Dyspnea Scale
COPD Assessment Tool (CAT)
8 items; scale 1-5
Scores 0 - 40
<10 - Low impact
10-20 - Medium impact
21-30 - High impact
30 - Very high impact
Fixes limitation with predicting risk of acute exacerbation based on FEV₁
Assess symptoms plus consequences (activity limitation, sleep, fatigue, self-efficacy)
Additional Investigations to Consider
α-1 antitrypsin (AAT) screening
WHO recommends screening all patients with COPD at least once
Imaging
Lung volumes and diffusing capacity
Oximetry and blood gas measurement
Exercise testing
Composite scores (such as BODE index for COPD survival)
B- BMI, O- degree of airflow Obstruction (FEV₁%), D-Dyspnea (mMRC), E-Exercise capacity index (6MWT)
BODE is a better predictor of risk of death from any cause and from respiratory causes than is the FEV₁ alone
FEV₁ does not adequately reflect all the systemic manifestations of the disease
FEV₁ correlates weakly with degree of dyspnea and change in FEV₁ does not reflect the rate of decline in patient's health
Degree of dyspnea and health-status scores are more accurate predictors of risk of death than is the FEV₁.
Symptomatic patients with mild to moderate COPD (post-bronchodilator FEV₁ ≥50% predicted), there is significant improvement of annual decline in FEV₁ after bronchodilator use, accompanied by a significant increase in the time to first AECOPD, but no improvement in mortality.
Improvement in prebronchodilator FEV₁ and post, mMRC and CAT scores
SABA and SAMA improve FEV₁ and symptoms
SABA + SAMA > SABA or SAMA
LAMA and LABA improve lung function (FEV₁), dyspnea (symptoms), health status and exacerbations
LAMA -- greater effect on exacerbation and hospitalization reduction
LAMA -- improve effectiveness of pulmonary rehabilitation
LAMA + LABA > LAMA or LABA
Inhaled Steroids
ICS + LABA -- more effective than ICS or LABA in improving lung function, health status and exacerbations
Triple inhaled therapy (ICS/LABA/LAMA)
improves lung function, symptoms, health status, exacerbations, mortality vs
ICS/LABA or LABA/LAMA or LAMA
Regular treatment with ICS increases risk of pneumonia, especially in those with severe disease
Factors to consider when initiating ICS treatment
Data
ISOLDE Study (Burge PS, et al. BMJ. 2000;320:1297)
ICS (Fluticasone) decreases COPD exacerbation risk by 25%
UPLIFT Study (Tashkin DP, et al. N Engl J Med. 2008;359:1543)
LAMA (Tiotropium) decreases COPD exacerbation risk by 14%
TORCH Study (Calverley PM, et al. N Engl J Med. 2007;356:775)
LABA + ICS (Salmeterol + Fluticasone) decreases COPD exacerbation more than ICS or LABA alone
POET-COPD Study (Vodelmeier et al. NEJM 2011;364:1093)
LAMA (Tiotropium) decreases exacerbations more than LABA (Salmeterol)
FLAME Study (Wedzicha et al. NEJM 2016; 374: 2222)
LAMA + LABA (Glycopyrronium + Indacaterol) decreases exacerbations more than ICS + LABA (Fluticasone + Salmeterol)
Effect independent of baseline blood eosinophil count
Higher incidence of pneumonia in ICS group
ETHOS Study (Rabe et al. NEJM 2020; 383:35) -- looked at exacerbation rate
Large study - 8509 patients with moderate to very severe COPD
≥1 moderate to severe exacerbation in prior year if FEV₁ <50%
≥2 moderate or ≥1 severe exacerbation if FEV₁ 50-65%
ICS used was Budesonide 160 and 320
Triple therapy with Budesonide 160 had lowest rate of moderate to severe exacerbation compared to triple therapy with Budesonide 320 and ICS + LABA and LAMA + LABA (highest rate) -- surprising that LAMA + LABA had a higher exacerbation rate than ICS + LABA when FLAME study said opposite (potentially a result of the individual drugs used?)
IMPACT Study (Lipson et al. AJRCCM 2020) -- looked at mortality
Large study - 10355 patients with symptomatic COPD; FEV₁ <50% and at least 1 moderate to severe exacerbation in the prior year; FEV₁ 50 - <80% and at least 1 severe or 2 moderate exacerbations (a little higher cut off than ETHOS study)
LAMA + LABA highest all-cause mortality
ICS + LABA & triple therapy had similar all-cause mortality at the end of 52 weeks
Macrolide Therapy in COPD & Exacerbations
Long-term macrolide therapy reduces exacerbations (Seemungal et al. AJRCCM 2008)
medium time to 1st exacerbation 271 days macrolide; 89 days for placebo
Azithromycin therapy (Albert et al NEJM 2011; 365:689)
medium time to exacerbation 266 days azithromycin; 174 days placebo
Roflumilast & Exacerbations (Martinez et al Lancet 2015;385:857)
All patients had baseline LABA/ICS use
13% reduction in exacerbations
Non-Pharmacologic Therapy
Smoking cessation
Effect on Lung Function (The Lung Health Study at 11 years Anthonisen et al. Am J Respir Crit Care Med. 2002;166:675)
Men who quit had an FEV₁ rate of decline of 30 mL/year
Men who continued to smoke had an FEV₁ rate of decline of 66 mL/year
Effect on Lung Function (The Lung Health Study at 14 years Anthonisen NR, et al. Ann Intern Med. 2005;142:233)
Sustained quitters had the least deaths per 1000 person-years followed by intermittent quitters and highest deaths per 1000 person-years for continued smokers
Immunization
Influenza vacciantion reduces serious illness and death in COPD patients
PPSV 23 has been shown to reduce the incidence of CAP in
COPD patients aged <65 years + FEV₁ <40% predicted
Those with comorbidities
PCV 13 demonstrated significant efficacy in reducing bacteremia and serious invasive pneumococcal disease in adults ≥65 years
No longer recommended by CDC unless specific risk factors
Tdap vaccination recommended in adults with COPD who were not vaccinated in adolescence to protect against pertussis
Pulmonary rehabilitation (Alison et al. Respirology 2017;22(4):800 McCarthy et al. Cochrane Database of Systematic Reviews 2015, Issue 2. Art. No.: CD003793)
Significantly improves exercise capacity and health status (QOL/anxiety/depression/dyspnea)
Reduces frequency of exacerbations
Reduces the number of readmissions in the year following initiation
Reduction in mortality
Optimum benefit from programs 6-8 weeks' duration
does not improve pulmonary function tests or oxygenation
Oxygen therapy
Long-term oxygen therapy (LTOT) = >15 hours/day
Severe chronic resting arterial hypoxemia (PaO₂ ≤55 mm Hg)
Long-term oxygen therapy improved survival vs nocturnal-only or no oxygen
Moderate chronic resting hypoxemia (PaO₂ 56-59 mm Hg or SpO₂ 88-90%) + cor pulmonale or polycythemia
Long-term oxygen therapy improved survival
Moderate chronic resting hypoxemia (SpO₂ 89-93%)
Long-term oxygen therapy does not lengthen time to death or time to first hospitalization or provide sustained benefit in health status, lung function and 6MWT distance
Exercise-Induced Hypoxemia (SpO₂ during 6MWT ≥80% for ≥5 minutes and <90% for ≥10 seconds)
Long-term oxygen therapy does not lengthen time to death or time to first hospitalization or provide sustained benefit in health status, lung function and 6MWT distance
Use of supplemental oxygen during exercise, however, increases exercise performance
SpO₂ 80 to 88% during exercise (Moderate Exercise Hypoxemia), → O₂ during exercise did not improve long term outcomes of hospitalization, QOL, dyspnea
Supplemental oxygen may remove the stimulus to hypoxia-compensating mechanisms such as those seen in residents of high-altitude
Indications in Stable COPD
Resting Hypoxemia
PaO₂ ≤55 mm Hg or SaO₂ ≤88%
PaO₂ ≤59 mm Hg or SaO₂ ≤ 89% +
EKG evidence of cor pulmonale
Hematocrit > 55
Clinical evidence of right heart failure
Exercise-Induced Hypoxemia
PaO₂ ≤55 mm Hg during exercise (Severe Exercise Hypoxemia) → O₂ prescribed for use DURING exercise
Unknown if this has any effect on long-term outcome benefits
Use during exercise did not translate to improvement/benefit in dyspnea or ADLs when not using oxygen
Sleep-Induced Hypoxemia
PaO₂ ≤55 mm Hg during sleep → O₂ prescribed
Also need to evaluate with PSG for underlying sleep-disordered breathing
Supplemental oxygen sometimes provides symptomatic dyspnea relief by stimulating a decrease in minute ventilation → may improve activity but does not improve survival
COPD + DOE can be from exertional hypoxemia but also from mechanical loading of the respiratory system, deconditioning and concomitant cardiac disease → pulmonary rehabilitation
Non-invasive positive pressure ventilation
In stable hypercapnic COPD improves survival (Kohnlein et al. Lancet Respir Med 2014;2:698)
Criteria: GOLD stage IV COPD + PaCO₂ ≥ 52 mm Hg & pH > 7.35
Long-term NPPV targeted to reduce hypercapnia
11% reduction in mortality at 1 year
In patients admitted for AECOPD requiring NIV and who remain hypoxemic and hypercarbic (PaCO₂ ≥52 mm Hg) 2 weeks following discharge, the addition of goal-directed nocturnal NIV to continous O₂ has been shown to significantly prolong time to hospital readmission and death within 12 months + improved health-related QOL and reduction in AECOPD frequency
AECOPD + NIV = poor prognosis w/ median time to readmission or death less than a year
benefit from supplemental oxygen
use NIV for at least 6 hours at night → reduce nocturnal hypoventilation → reduction in daytime PaCO₂ by 6-8 mm Hg
Interventional & Surgical Therapy in Stable COPD
Surgical Lung Volume Reduction (NETT research group NEJM 2003;348:2059 Naunheim et al. Ann Thorac Surg 2006; 82:431)
Upper lobe emphysema a/w improvement in exercise capacity & QOL
Holguin et al. CHEST 2005;128(4):2005 - National Hospital Discharge Survey 1979-2001; 47 million discharges
Those with COPD and comorbid condition had higher in-hospital mortality from the percentage of people that were discharged
Frequent Exacerbations & Decline in Lung Function
More exacerbations = faster decline in lung function
Donaldson GC, et al. Thorax. 2002;57:847
PEFR recovery after exacerbation (Seemungal TA, et al. Am J Respir Crit Care Med. 2000;161:1608)
Recovery of PEFR to baseline values was complete in only 75% of exacerbations at 35 day
In 7% of exacerbations at 91 days PEFR recovery had not occurred
COPD Exacerbations Impact Survival
Severe COPD Exacerbations
Soler-Cataluña JJ et al Thorax 2005;64:925
304 male patients, hospitalized for AECOPD followed for 5 years
Risk of death 4.3 times greater in frequent exacerbators
In general exacerbations are a/w increased mortality
In patients hospitalized with AECOPD
14% mortality in 3 months
28% mortality in 1 year
If AECOPD w/ PaCO₂ > 50 mm Hg, a/w
33% mortality in 6 months
43% mortality in 12 months
Roberts et al. Thorax 2002;57(2):137 Connors et al. AJRCCM 1996; 154(4):959 Slenter et al. Respiration 2013;85(1):15 Almagro et al. Respiration 2012;84(1):36